🔢 NUMERICAL FOCUS — MOCK EXAM 4

Mock Exam 4

Every question requires calculation, threshold recall, or precise numerical reasoning. Master the numbers behind CIPF limits, AML triggers, tax formulas, margin math, and options pricing.

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What makes this exam unique?
Pure numerical mastery: CIPF coverage math, LCTR aggregation rules, RRSP/TFSA/RESP contribution formulas, capital gains tax calculations, margin call step-by-step, bond current yield, NAV per unit, options intrinsic vs. time value, futures margin calls, and the Rule of 72.
110
Total Questions
150 min
Time Limit
70%
Pass Mark
📚
Practice Mode
Learn the formulas

Work through each numerical question one at a time. Get instant feedback with step-by-step calculation breakdowns. Filter by element to drill specific formulas.

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Exam Mode
Full timed simulation

Attempt all 110 numerical questions under timed conditions. Flag questions to revisit. Get a comprehensive element-by-element performance report when you submit.

150-minute countdown
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Exam Structure — Key Numbers by Element

🏛️
Overview of Regulatory Framework11 Qs
🤝
Prospective Client Relationships11 Qs
🎯
Scope of Client Relationships17 Qs
🗣️
Client Complaints Handling6 Qs
📊
Market and Company Analysis9 Qs
⚖️
Market Integrity, Trade Execution & Settlement13 Qs
📈
Securities, Managed Products & Mutual Funds21 Qs
🎲
Derivatives6 Qs
⚖️
Conflicts of Interest and Ethics16 Qs