CIRO RSE ยท Mock Exam 1 of 5

Retail Securities Exam
Practice Exam 1

120 Questions ยท All 9 Elements ยท Shuffled Options

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120
Questions
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โ‰ฅ70%
Pass Mark
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9
Elements
KYC & Suitability27Q
Fixed Income10Q
Equities12Q
Securities Analysis14Q
Managed Products16Q
Portfolio Construction15Q
Investment Recommendations14Q
Execution & Market Integrity7Q
Monitoring & Reporting5Q